Annual Advisory Review (AAR)
The Annual Advisory Review (AAR) module helps facilitate annual reviews conducted by Registered Advisers and Branch Managers with their clients.
The Annual Advisory Review module keeps track of
Investment policy reviews
Asset allocation reviews
Financial planning tools used
Discussions regarding client changes (investment objectives, account restrictions etc.)
Discussions and/or implementations of new products
The PCG module helps to address SEC Investment Advisers Act of 1940 fiduciary obligations.
To inquire about any of the items listed above and additional features please speak with a sales representative.