EQube's Cash/Non-Cash Compensation module provides a platform for firm's members and associated persons to submit requests and obtain approval prior to initiating in any related activity.
Cash/Non-Cash Compensation Module Features
Ability to manage & track requests and approval(s) for activities such as travel & expense, training, business entertainment, etc.
Ability to enter details for requester such as RepID, branch name, etc.
Ability to capture details related to the event / entertainment such as dollar amount
Attach files and retain records such as receipts
And much more
EQube's Retail Cash/Non-Cash Compensation Module helps to fulfill FINRA rules 3220 and 3221 regulatory requirements.
To inquire about any of the items listed above and additional features please speak with a sales representative.