EQube's Retail Communication module provides a platform for firms and compliance officers to manage and supervise any form of communication with retail investors or with the public.
Retail Communication Module Features
Ability to submit requests and obtain approval for activities such as advertising
Ability to track FINRA fillings
Capture request details such as method of communication, types of materials used, etc.
And much more
EQube's Retail Communication module helps to fulfill FINRA rule 2210 regulatory requirement.
To inquire about any of the items listed above and additional features please speak with a sales representative.