The Chaperone module by EQube assist firms and compliance officers in supervising and enforcing written policies and procedures related to interactions between the research department and other departments such as sales & trading and investment banking.

  • Ability to manage & track communications between departments as in reason for meeting
  • Ability to capture meeting details such as type of communication, forum used, etc.
  • Ability to enter details pertaining to the participants by department (Research, Capital Markets, etc.)
  • And much more

    • EQube's Chaperone module helps to fulfill FINRA rules 2241 and 2242 regulatory requirements.

To inquire about any of the items listed above and additional features please speak with a sales representative.