EQube's PCG Compliance module is a user-friendly system that addresses the various tasks related to performing reviews at Account Level, Broker Level, and Trade Level. Supervisors from multiple locations can work from one system to review and approve submissions ensuring effective supervision and adherence to regulatory requirements.

  • Ability to address & document disciplinary letters
  • Ability to document customer complaints
  • Ability to prioritize reviews, enter notes, set reminders, etc.
  • Various data filtering options such as by status, review performed by, from/to date, etc.
  • And much more

To inquire about any of the items listed above and additional features please speak with a sales representative.