EQube's Watchlist Management module for Investment Banking groups helps to monitor securities on Watchlist, Restricted List, and Quiet List. Using this module, oversight of Watchlist activities can be easily managed with innovative tools & features to help prevent violations and non-compliance.

Watchlist Management Module Features

• Detailed OTW (over-the-wall) audit trail
• Various data filtering options such as by symbol, date, active/inactive, aged, etc.
• Ability to track date of first contact, expected timing, security by region, etc.
• Review notes, documentation, look back reports, etc.
• Ability to set notifications of when changes occur
• And much more