Monitor, review, and archive electronic communications across email, instant messaging, and social media channels. EQube automates supervisory review workflows to meet SEC Rule 17a-4 and FINRA supervision requirements.
Monitors email, instant messaging, and social media channels.
Automated lexicon-based and AI-assisted content review.
Supervisory approval workflows with full audit trails.
Compliant archiving under SEC Rule 17a-4 and FINRA Rule 4511.
Integration with major communication platforms including Bloomberg, Symphony, and Microsoft Teams.