Track, pre-clear, and report gifts, meals, and entertainment across your firm. EQube automates the full workflow from submission through approval and regulatory reporting under FINRA Rule 3220.
Employee self-service submission portal for gifts, meals, and entertainment.
Automated pre-clearance with configurable approval thresholds.
Aggregate tracking to identify potential FINRA Rule 3220 limit breaches.
Management reporting and regulatory disclosure support.
Configurable approval hierarchies for compliance and manager review.